Bayesian and causal inference by foundation models

August 29, 2024 — August 29, 2024

approximation
Bayes
generative
language
machine learning
meta learning
Monte Carlo
neural nets
NLP
optimization
probabilistic algorithms
probability
statistics
stringology
time series
Figure 1

Placeholder, for exploring the idea that transformers or their ilk might be good at actual general causal inference, without the explicit design of causlity inference.

As set functions, transformers look a lot like ‘generalized inference machines’. Are they? Can we make them do ‘proper’ inference, in some formal sense?

This is a scrapbook of interesting approaches; Bayesian inference over LLM outputs, understanding in-context learning as Bayesian conditioning, and so on.

Last time I checked, this phenomonon was understood empirically; there are lots of reasons we might imagine it can happen in practice.

Probably connected: LLM explanation via Sparse Autoencoders, causal inference in foundation models, and so on.

First one:

Alireza Makhzani introduces Zhao et al. (2024):

Many capability and safety techniques of LLMs—such as RLHF, automated red-teaming, prompt engineering, and infilling—can be viewed from a probabilistic inference perspective, specifically as sampling from an unnormalized target distribution defined by a given reward or potential function. Building on this perspective, we propose to use twisted Sequential Monte Carlo (SMC) as a principled probabilistic inference framework to approach these problems. Twisted SMC is a variant of SMC with additional twist functions that predict the future value of the potential at each timestep, enabling the inference to focus on promising partial sequences. We show the effectiveness of twisted SMC for sampling rare, undesirable outputs from a pretrained model (useful for harmlessness training and automated red-teaming), generating reviews with varied sentiment, and performing infilling tasks.

Our paper offers much more! We propose a novel twist learning method inspired by energy-based models; we connect the twisted SMC literature with soft RL; we propose novel bidirectional SMC bounds on log partition functions as a method for evaluating inference in LLMs; and finally we provide probabilistic perspectives for many more controlled generation methods in LLMs.

More methods in the references.

Figure 2

1 In AI SAfety

2 Incoming

3 References

Everitt, Carey, Langlois, et al. 2021. Agent Incentives: A Causal Perspective.” In Proceedings of the AAAI Conference on Artificial Intelligence.
Geiger, Ibeling, Zur, et al. 2024. Causal Abstraction: A Theoretical Foundation for Mechanistic Interpretability.”
Gloeckler, Deistler, Weilbach, et al. 2024. All-in-One Simulation-Based Inference.”
Guo, Cheng, Li, et al. 2020. A Survey of Learning Causality with Data: Problems and Methods.” ACM Computing Surveys.
Hammond, Fox, Everitt, et al. 2023. Reasoning about Causality in Games.” Artificial Intelligence.
Hubinger, Jermyn, Treutlein, et al. 2023. Conditioning Predictive Models: Risks and Strategies.”
Huh, Cheung, Wang, et al. 2024. The Platonic Representation Hypothesis.”
Kinney, and Lombrozo. n.d. “Building Compressed Causal Models of the World.” Cognitive Psychology.
Korbak, Perez, and Buckley. 2022. RL with KL Penalties Is Better Viewed as Bayesian Inference.”
Liu, Zhang, Gong, et al. 2022. Identifying Latent Causal Content for Multi-Source Domain Adaptation.”
Melnychuk, Frauen, and Feuerriegel. 2022. Causal Transformer for Estimating Counterfactual Outcomes.” In Proceedings of the 39th International Conference on Machine Learning.
Müller, Hollmann, Arango, et al. 2022. Transformers Can Do Bayesian Inference.”
Murfet, Clift, Doyrn, et al. 2020. Logic and the 2-Simplicial Transformer.” International Conference on Learning Representations.
Nichani, Damian, and Lee. 2024. How Transformers Learn Causal Structure with Gradient Descent.”
Ortega, Kunesch, Delétang, et al. 2021. Shaking the Foundations: Delusions in Sequence Models for Interaction and Control.” arXiv:2110.10819 [Cs].
Richens, and Everitt. 2024. Robust Agents Learn Causal World Models.”
Saengkyongam, Rosenfeld, Ravikumar, et al. 2024. Identifying Representations for Intervention Extrapolation.”
Scetbon, Jennings, Hilmkil, et al. 2024. FiP: A Fixed-Point Approach for Causal Generative Modeling.”
von Kügelgen, Besserve, Wendong, et al. 2023. Nonparametric Identifiability of Causal Representations from Unknown Interventions.” In Advances in Neural Information Processing Systems.
Wang, Xu, Tong, et al. 2021. InferBERT: A Transformer-Based Causal Inference Framework for Enhancing Pharmacovigilance.” Frontiers in Artificial Intelligence.
Ward, MacDermott, Belardinelli, et al. 2024. The Reasons That Agents Act: Intention and Instrumental Goals.”
Willig, Zečević, Dhami, et al. 2022. Can Foundation Models Talk Causality?
Ye, Tianzhu, Dong, Xia, et al. 2024. Differential Transformer.”
Ye, Naimeng, Yang, Siah, et al. 2024. Pre-Training and in-Context Learning IS Bayesian Inference a La De Finetti.”
Zečević, Willig, Dhami, et al. 2023. Causal Parrots: Large Language Models May Talk Causality But Are Not Causal.” Transactions on Machine Learning Research.
Zhao, Brekelmans, Makhzani, et al. 2024. Probabilistic Inference in Language Models via Twisted Sequential Monte Carlo.” In Proceedings of the 41st International Conference on Machine Learning.