Institutions

Stable orbits in human systems

October 29, 2014 — June 10, 2022

cooperation
economics
hand wringing
incentive mechanisms
institutions
snarks
wonk
Figure 1

Our collective neurosocial operating system, for running distributed processes on our distributed hardware.

Douglass North, Elinor Ostrom, Daron Acemoglu, Ronald Coase and colleagues, broadly construed.

What are the effects of the social arrangements we construct for ourselves? We tend to talk openly about constructing or intervening in a limited subset of these, say “a robust free press” and “competitive markets”. Our lives are, however, the site of intersections of a whole swag of co-evolved systems; manners, notions of honour, legal systems, clientelism, slavery, freedoms, states (democratic or otherwise), property rights, religions… These systems have different degrees of legibility. For all that it is not clear how to measure these things, it is clear that they make huge differences to our society and how it works… Variation across the globe is also suggestive that they are contingent; The world you grew up in is not the only possible one. (Unless you are Francis Fukuyama circa 2000).

I’ll probably file social capital, whatever that is, here, since whatever use the term does reliably seem to have is about institutional function. An important class of institutions that keep on popping up are ones for management of commons so I slice off a chunk of this page for that.

1 Impartial institutions

My term is not quite right, but I also do not like Yudkowsky’s term: Local Validity as a Key to Sanity and Civilization

You can also look at laws as a kind of game theory played with people who might not share your morality at all. Some people take this perspective almost exclusively, at least in their verbal reports. They’ll say, “Well, yes, I’d like it if I could walk into your house and take all your stuff, but I would dislike it even more if you could walk into my house and take my stuff, and that’s why we have laws.” I’m never quite sure how seriously to take the claim that they’d be happy walking into my house and taking my stuff. It seems to me that law enforcement and even social enforcement are simply not effective enough to count for the vast majority of human cooperation, and I have a sense that civilization is free-riding a whole lot on innate altruism… but game theory is certainly a function served by law.

The same way that money is both medium of exchange and store of value, the law is both collective utility function fragment and game theory.

In its function as game theory, the law (ideally) enables people with different utility functions to move from bad Nash equilibria to better Nash equilibria, closer to the Pareto frontier. Instead of mutual defection getting a payoff of (2, 2), both sides pay 0.1 for law enforcement and move to enforced mutual cooperation at (2.9, 2.9).

From this perspective, everything rests on notions like “fairness”, “impartiality”, “equality before the law”, “it doesn’t matter whose ox is being gored.” If the so-called law punishes your defection but lets the other’s defection pass, and this happens systematically enough and often enough, it is in your interest to blow up the current equilibrium if you have a chance.

2 In economic development

See economic development.

3 References

Acemoglu, Johnson, and Robinson. 2001. The Colonial Origins of Comparative Development: An Empirical Investigation.” American Economic Review.
———. 2012. The Colonial Origins of Comparative Development: An Empirical Investigation: Reply.” The American Economic Review.
Albouy. 2012. The Colonial Origins of Comparative Development: An Empirical Investigation: Comment.” The American Economic Review.
Allen, Farrell, and Shalizi. 2017. Evolutionary Theory and Endogenous Institutional Change.”
Beale, Rand, Battey, et al. 2011. Individual Versus Systemic Risk and the Regulator’s Dilemma.” Proceedings of the National Academy of Sciences.
Bowles. 2004. Microeconomics: Behavior, Institutions, and Evolution.
Bowles, Choi, and Hopfensitz. 2003. The Co-Evolution of Individual Behaviors and Social Institutions.” Journal of Theoretical Biology.
Bowles, Kirman, and Sethi. 2017. Retrospectives: Friedrich Hayek and the Market Algorithm.” Journal of Economic Perspectives.
Buchanan, James M. 1954. Social Choice, Democracy, and Free Markets.” Journal of Political Economy.
Buchanan, James M, and Tullock. 1962. The Calculus of Consent: Logical Foundations of Constitutional Democracy.
Charness, and Sutter. 2012. Groups Make Better Self-Interested Decisions.” Journal of Economic Perspectives.
Conway. 2010. Networks, Collective Action, and State Formation.” SSRN Scholarly Paper ID 1726041.
Crawford, and Ostrom. 1995. “A Grammar of Institutions.” The American Political Science Review.
de Mesquita, Morrow, Siverson, et al. 1999. An Institutional Explanation of the Democratic Peace.” The American Political Science Review.
de Tocqueville. 1840. Democracy in America.
Denzau, and North. 1994. “Shared Mental Models: Ideologies and Institutions.” Kyklos.
Dimico, Isopi, and Olsson. 2017. Origins of the Sicilian Mafia: The Market for Lemons.” The Journal of Economic History.
Engerman, and Sokoloff. 2002. Factor Endowments, Inequality, and Paths of Development Among New World Economics.”
Farrell, and Schneier. 2018. Common-Knowledge Attacks on Democracy.” SSRN Scholarly Paper ID 3273111.
Farrell, and Shalizi. 2012. “Cognitive Democracy.” Crooked Timber.
Farrell, and Shalizi. 2021. 9 Pursuing Cognitive Democracy.” In 9 Pursuing Cognitive Democracy.
Farrell, and Shalizi. n.d.a. An Outline of Cognitive Democracy.”
———. n.d.b. “Evolutionary Theory and the Dynamics of Institutional Change.”
Friedman, Leeson, and Skarbek. 2019. Legal Systems Very Different from Ours.
Hayek, Friedrich. 1979a. Law, Legislation and Liberty.
———. 1979b. The Political Order of a Free People.
Hayek, Friedrich A. 1988. The Fatal Conceit: The Errors of Socialism.
———. 1996. Individualism and Economic Order.
Hofman. 2001. Long Run Economic Development in Latin America in a Comparative Perspective: Proximate and Ultimate Causes.”
Karl. 2000. Economic Inequality and Democratic Instability.” Journal of Democracy.
———. 2003. The Vicious Cycle of Inequality in Latin America.” What Justice? Whose Justice? Fighting for Fairness in Latin America.
Keith. 1971. Encomienda, Hacienda and Corregimiento in Spanish America: A Structural Analysis.” The Hispanic American Historical Review.
Knight, and Sened. 1998. Explaining Social Institutions.
Loasby. 1999. Knowledge, Institutions, and Evolution in Economics.
Lockhart. 1969. Encomienda and Hacienda: The Evolution of the Great Estate in the Spanish Indies.” The Hispanic American Historical Review.
———. 1972. The Social History of Colonial Spanish America: Evolution and Potential.” Latin American Research Review.
Newell, and Wasson. 2002. “Social System Vs Solar System: Why Policy Makers Need History.” In.
North. 1994. “Economic Performance Through Time.” The American Economic Review.
North, Wallis, and Weingast. 2009. Violence and Social Orders : A Conceptual Framework for Interpreting Recorded Human History.
O’Kane. 1981. A Probabilistic Approach to the Causes of Coups d’Etat.” British Journal of Political Science.
Obstfeld. 2017. Getting New Things Done: Networks, Brokerage, and the Assembly of Innovative Action.
Ostrom. 1990. Governing the Commons: The Evolution of Institutions for Collective Action (Political Economy of Institutions and Decisions).
———. 1992. “The Rudiments of a Theory of the Origins, Survival, and Performance of Common Property Institutions.” Making the Commons Work: Theory, Practice and Policy.
———. 1998. A Behavioral Approach to the Rational Choice Theory of Collective Action.” The American Political Science Review.
———. 2000. Collective Action and the Evolution of Social Norms.” The Journal of Economic Perspectives.
Ostrom, Burger, Field, et al. 1999. Revisiting the Commons: Local Lessons, Global Challenges.” Science.
Przeworski. 2004. The Last Instance: Are Institutions the Primary Cause of Economic Development? European Journal of Sociology.
Putnam. 1993. The Prosperous Community: Social Capital and Public Life.” The American Prospect.
Putnam, Leonardi, and Nanetti. 1993. “Social Capital and Institutional Success.” In Making Democracy Work: Civic Traditions in Modern Italy.
Rodrik, Subramanian, and Trebbi. 2004. Institutions Rule: The Primacy of Institutions Over Geography and Integration in Economic Development.” Journal of Economic Growth.
Schlager, and Ostrom. 1992. Property-Rights Regimes and Natural Resources: A Conceptual Analysis.” Land Economics.
Sokoloff, and Engerman. 2000. History Lessons: Institutions, Factors Endowments, and Paths of Development in the New World.” The Journal of Economic Perspectives.
Svendsen. 2018. Trust.
Tooby, Cosmides, and Price. 2006. Cognitive Adaptations Forn-Person Exchange: The Evolutionary Roots of Organizational Behavior.” Managerial and Decision Economics.
Valentine, Retelny, To, et al. 2017. Flash Organizations: Crowdsourcing Complex Work by Structuring Crowds As Organizations.” In Proceedings of the 2017 CHI Conference on Human Factors in Computing Systems.
Zingales. 2000. In Search of New Foundations.” The Journal of Finance.
———. 2017. Towards a Political Theory of the Firm.” Journal of Economic Perspectives.